| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC registration of dealer's representative. |
| Is Part Of | SFC bulletin ; no.18, Mar/Apr 1996, p.19. |
| Abstract | On 20 April 1996, the Securities and Futures Commission ("SFC") announced that it had taken disciplinary action, under the provisions of Section 56 of the Securities Ordinance against Mr. Thomas Li Fuk-keung. The SFC's action resulted from an investigation into Mr. Li Fuk-keung, over the period 31 December 1993 to 28 February 1994, during which time he was employed as a representative of Grand Securities Company. |