PolyU Library
Journal Call no.HG6024.H6S42
Article TitleSFC suspends registration of dealer's representative.
Is Part OfSFC bulletin ; no.15, Sep/Oct 1995, p.12.
AbstractThe Securities and Futures Commission announced on 21 October 1995 that it had suspended the registration of Mr. Cheung Tai Cheng ("CHENG") as a securities dealer's representative for a period of one month after Cheng was found guilty at Tuen Mun Magistracy on 1 September 1995 for having carried on a business of leveraged foreign exchange trading whilst unlicensed, in contravention of section 3 of the Leveraged Foreign Exchange Trading Ordinance, during the period 14 November 1994 to 19 December 1994 while he was employed as a securities dealer's representative of MA Kin Chung, trading as Union Securities Company.