| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC suspends the registration of dealer's representative. |
| Is Part Of | SFC bulletin ; no.18, Mar/Apr 1996, p.12. |
| Abstract | On 2 April 1996, the Securities and Futures Commission announced that it has suspended the registration of Ms Fanny Chan Yuen Ming ("Chan"), as a dealer's representative for a period of one year. The suspension is in relation to Chan's participation in "rat trading" activities. |