| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC suspends registration of dealer's representative. |
| Is Part Of | SFC bulletin ; v.17, Jan/Feb 1996. p.12. |
| Abstract | The Securities and Futures Commission announced on 15 February 1996 that it has suspended the registration of Mr. Lee Wing Hing as a securities dealer's representative for a period of 30 days with effect from 16 February 1996. The suspension is in relation to trading malpractice committed by Lee while he was a dealer's representative of Tsang Shiu Po, trading as Onward Securities Company. |