| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC prosecutes unregistered person for breaches of Securities Ordinance. |
| Is Part Of | SFC bulletin ; no.12, Mar/Apr 1995, p.1. |
| Abstract | On 13 March 1995 the Securities and Futures Commission successfully prosecuted Mr Cham Pui ("Cham") and Mr Shaun Kou ("Kou"), both registered dealer's representative with the same securities dealer, for operating a securities dealer business at an unregistered premises. |