| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC prosecutes unregistered person for breaches of securities ordinances. |
| Is Part Of | SFC bulletin ; no.9, Sep/Oct 1994, p.1. |
| Abstract | The Securities and Futures Commission successfully prosecuted Mr. Law Chun Pon, sole proprieter of Smart Money Consultants Group, for 14 breaches of the Protection of Investors Ordinance, Securities Ordinance and Commodities Trading Ordinance. |