| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC prosecutes securities dealer's representative for breaches of Securities Ordinance. |
| Is Part Of | SFC bulletin ; no.13, May/Jun 1995, p. 14. |
| Abstract | The Securities and Futures Commission ("SFC") successfully prosecuted Lai Sze Man and Simon Dungey for acting as dealer's representatives on behalf of a person other than the person specified in the register of the SFC and Chan Kai Kwong for unregistered dealing. |