| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC disciplines Wu Yuen-wah. |
| Is Part Of | SFC bulletin ; no.18, Mar/Apr 1996, p.21. |
| Abstract | On 26 April 1996, the Securities and Futures Commission ("SFC") announced that it had taken disciplinary action, under the provisions of Section 56 of the securities Ordinance against Ms Wu Yuen-wah. The SFC's action resulted from an investigation over the period 31 December 1993 to 28 February 1994, during which time Ms Wu was employed as a representative of Grand Securities Company (which ceased business on 7 September 1995). |