| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC issues reprimands for inadequate audit trail. |
| Is Part Of | SFC bulletin ; no.18, Mar/Apr 1996, p.14. |
| Abstract | On 11 April 1996, the Securities and Futures Commission ("SFC") announced that it has reprimanded both Morgan Stanley Asia Limited ("MSAL") and Morgan Stanley Hong Kong Securities Limited ("MSHK") for a failure to have in place a complete audit trail in respect of order processing. |