PolyU Library
Journal Call no.HG6024.H6S42
Article TitleSecurities and Futures Commission and the Stock Exchange of Hong Kong Limited : joint press release.
Is Part OfSFC bulletin ; no.16, Nov/Dec 1995, p.3.
AbstractThe Securities and Futures Commission ("SFC") and the Stock Exchange of Hong Kong Limited ("the SEHK") announced on 24 November 1995 that joint action has been taken to ban two floor traders from the floor of the SEHK. The joint action followed an investigation by the SFC which found that Mr. Law Sui Hoi and Mr. Wong Kam Lee, whilst employed as floor traders of Arthur Cheng Kin Yun, trading as Chi Hing Company, a Member of the SEHK, appeared to have engaged in trading malpractices which disadvantaged clients.