PolyU Library
Journal Call no.HG6024.H6S42
Article TitleSecurities and Futures Commission and The Stock Exchange of Hong Kong Limited : Joint Press release.
Is Part OfSFC bulletin ; no.15, Sep/Oct 1995, p.4-5.
AbstractThe Securities and Futures Commission ("SFC") and The Stock Exchange of Hong Kong Limited ("the SEHK") announced today (19 September 1995) that joint action had been taken against Mr Christopher Law Siu Kong ("Mr Law"), trading as Lawsons Securities Company ("Lawsons"), a Member of the SEHK, and two of his floor traders in relation to trading malpractices which enabled these floor traders to take advantage of trades which should have been allocated to Lawson's clients. Such trading enabled the two floor traders to obtain monetary reward for themselves.