| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | SFC publicly reprimands Connaught Financial Planning Limited. |
| Is Part Of | SFC bulletin ; no.14, Jul/Aug 1995, p.3. |
| Abstract | The Securities and Futures Commission (SFC) announced that it has concluded an investigation of Connaught financial Planning Limited ("CFP"). That investigation concerned the failure of CFP, as a licensed investment adviser, to have a director licensed with the Commission as an investment adviser from 5 November 1993. |