| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | New financial resources rules for securities and futures dealers and advisers. |
| Is Part Of | SFC bulletin ; no.2, Jul/Aug 1993, p.1. |
| Abstract | The Securities and Futures Commission today released new Financial Resources Rules for securities and futures dealers and advisers which more accurately reflect the overall risks associated with conducting a securities or futures business. The new rules will become effective on 1 December 1993. |