| Journal Call no. | HG6024.H6S42 |
|---|---|
| Article Title | Regulation of intermediaries : (discussed by Panel on 19 May 1997). |
| Is Part Of | SFC bulletin ; no.25, May/Jun 1997, p.30-39, illus. |
| Abstract | The article is in response to the Legislative Council (Legco) Panel on Financial Affairs' request at its 3 March 1997 Meeting for information on the regulation of the activities of securities, futures and leveraged forex intermediaries regulated by the Securities and Futures Commission (SFC). |