PolyU Library
Journal Call no.HG6024.H6S42
Article Title"Regulation and Supervision of Securities Firms and Investment Banks" : presented by Mr Richard Yin, Director of Intermediaries Supervision, to the 1st Introductory Securities Markets Regulatory Training Program in Vietnam organized by Emerging Markets Institute, USA on 27 February 1997.
Is Part OfSFC bulletin ; no.23, Jan/Feb 1997, p.46-57.
AbstractThe article is a speech by Mr Richard Yin, Director of Intermediaries Supervision, to the 1st Introductory Securities Markets Regulatory Training Program in Vietnam organized by Emerging Markets Institute in United States (USA) on 27 February 1997, on the topic "Regulaton and Supervision of Securities Firms and Investment Banks".