PolyU Library
Journal Call no.HG6024.H6S42
Article TitleSecurities (Offence and Penalty) (Amendment) Regulation 1995 : (made by the Governor in Council under section 146(2) of the Securities Ordinance (Cap 333)).
Is Part OfSFC bulletin ; no.15, Sep/Oct 1995, p.43.
AbstractThis Regulation amends the Schedule to the Securities (Offence and Penalty) Regulations (Cap 333 Sub leg) to make the contravention section 2(2)(a) and (b) of the Securities (Exchange - Traded Stock Options) Rules (LN 398 of 1995) Offences and to prescribe penalties therefor.